Documents by year

Global LEI System - Regulatory Oversight Committee (ROC)

Dec 2020

LEI Eligibility for General Government Entities: Guidance DocumentPDF


Oct 2020

Revised Charter of the ROC - 1 October 2020PDF


Sep 2020

The ROC becomes the International Governance Body for the Unique Transaction Identifier, Unique Product Identifier and Critical Data ElementsPDF


Jun 2020

ROC Statement on GLEIF Mapping ServicePDF


Oct 2019

LEI Eligibility for General Government Entities: Consultative DocumentPDF


Oct 2019

FSB UPI Governance ArrangementsPDF


Oct 2019

CPMI and IOSCO Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI).pdfPDF


May 2019

LEI ROC Policy on Fund Relationships in the GLEIS and Guidelines on the registration of fundsPDF


Feb 2019

Revised Charter of the LEI ROC - 30 January 2019PDF


Nov 2018

LEI ROC Policy on Fund Relationships in the GLEIS - Second ConsultationPDF


Oct 2018

LEI ROC Policy on Legal Entity EventsPDF


May 2018

LEI ROC Progress Report 2018PDF


Apr 2018

CPMI and IOSCO Technical Guidance for critical OTC derivatives data elements (other than UTI and UPI)PDF


Apr 2018

CPMI and IOSCO Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Technical guidancePDF


Sep 2017

The ROC launches a public consultation on funds relationships in the Global LEI System.PDF


Jul 2017

The ROC launches a public consultation on corporate actions and data history in the Global LEI System.PDF


May 2017

The ROC welcomes the launch of the data collection on parent entities in the Global LEI SystemPDF


Jan 2017

Update on LEI ROC ActivitiesPDF


Jul 2016

Including data on international branches in the GLEISPDF


Feb 2016

New Chairmanship for LEI ROC


Jan 2015

2014 Year End Progress Note of the ROCPDF


Jun 2013

LEI ROC makes progress in the establishment of the GLEIS and produces key decisions for interim global systemPDF


Apr 2013

LEI ROC Members' Statement Regarding the Launch of the GLEISPDF


Mar 2013

1st Progress Note of the LEI ROCPDF


Jan 2013

Inagural meeting of the GLEISPDF