Welcome to the Web page of the Regulatory Oversight Committee (ROC) of the Global Legal Entity Identifier System (GLEIS).
The ROC is a committee of authorities from around the world working to coordinate and oversee a global system of legal entity identification. The Legal Entity Identifier (LEI) is a 20-digit, alpha-numeric code that connects to key reference information that enables clear and unique identification of companies participating in global financial markets.
The ROC, a stand-alone committee established after recommendations by the international Financial Stability Board (FSB) and subsequent endorsement by the Group of 20 (G-20) nations, held its inaugural meeting in January 2013. According to the FSB Report to the G-20, the ROC oversees the GLEIS so that "there is a unique identifier for each entity that registers, and that there are reliable, while flexible, operational principles and standards applied to the origination and maintenance of an LEI."
The ROC has a plenary of members and observers from more than 70 authorities, as well as a regionally balanced Executive Committee that takes forward its work. The ROC is also supported by its standing Committee on Evaluation and Standards, and a Secretariat located in Basel, Switzerland.
26 August 2014 Regulatory Oversight Committee Endorsement Note - Lux CSD
24 August 2014 Statutes of the Global LEI Foundation
24 August 2014 Additional Guidance from the LEI ROC on Portability
11 December 2013 Business registries that have provided written confirmation to the Regulatory Oversight Committee (ROC) that there are no impediments to the use of business registry number and information as set out in the open letter of November 3 2013
3 November 2013 LEI ROC Letter to Business Registries
14 August 2013 Extended deadline to 12 September - Call for applications to the Board of Directors of the Global Legal Entity Identifier Foundation (GLEIF)
8 March 2013 1st Progress Note of the LEI ROC
28 January 2013 Inaugural meeting of the Global LEI Regulatory Oversight