Members and Observers

The Regulatory Oversight Committee for the Global Legal Entity Identifier (LEI) System

The LEI ROC Plenary and Executive Committees are chaired since 1 August 2017 by Michael Ritter, Director, Head of Central Credit Register, Deutsche Bundesbank. He is assisted by two Vice-Chairs: Joseph Tracy, Executive Vice-President and Senior Advisor to the President, Federal Reserve Bank of Dallas, and representative on the ROC of the Committee on the Global Financial System (CGFS) and Nanda Dave, Chief General Manager, Department of Payment and Settlement Systems, Reserve Bank of India.

To contact them or the ROC Secretariat, please write to leiroc@bis.org.

LEI ROC Members (the mention "executive committee" after the name of a representative signals members of the LEI ROC Executive Committee)

Country/Territory

Institution/Organization

Representative

Angola

Capital Markets Commission

José Lopes

Argentina

Central Bank of Argentina

Horacio Liendo, executive committee

Australia

Australian Securities and Investments Commission 

Michael Cleland

Austria

Oesterreichische Nationalbank

Johannes Turner

Belarus

Ministry of Finance of Belarus

Vladimir Amarin

Bulgaria

Bulgarian Financial Supervision Commission

Karina Karaivanova

Brazil

Central Bank of Brazil

Gabriela Gouveia Guedes Loureiro Ruberg

Canada

Ontario Securities Commission

Greg Toczylowski, executive committee

Cayman Islands

Cayman Islands Monetary Authority

Heather Smith

China

People's Bank of China

Jianxiong He, executive committee

Croatia 

Croatia Financial Services Supervisory Agency

Petar-Pierre Matek

Czech Republic

Czech National Bank

Karel Gabrhel

European Union

European Banking Authority

Gaetano Chionsini

European Union

European Commission

Almoro Rubin de Cervin

European Union

European Securities and Markets Authority

Giulia Ferraris, executive committee

European Union

European Central Bank

François Laurent, executive committee

European Union 

European Insurance and Occupational Pensions Authority

Beata Kaminska

Finland 

Financial Supervisory Authority

Arja Voipio

France

Ministry for Economy and Finance

Alexis Jordan

France

AMF

Philippe Guillot

France

Banque de France

Dominique Durant, executive committee

Germany

Financial Supervisory Authority (BaFin)

Olaf Kurpiers

Germany

Deutsche Bundesbank

Heinz-Michael Ritter, executive committee, Chair

Gibraltar

Ministry of Financial Services, Finance Centre

David Parody

Hong Kong SAR

Hong Kong Monetary Authority

Stanley Chan, executive committee

Hungary

Magyar Nemzeti Bank

Lajos Bartha

India

Reserve Bank of India

Nanda S Dave, executive committee, Vice-Chair

Ireland

Central Bank of Ireland

Alan Briscoe

Italy

Banca d'Italia

Claudio Impenna

Italy

CONSOB

Maria Antonietta Scopelliti

Japan

Bank of Japan

Hiromi Yamaoka 

Japan

Financial Services Agency

Tetsuharu Minowa, executive committee

Kazakhstan

National Bank of Kazakhstan

Kuat Kozhakhmetov

Luxembourg

Banque Centrale du Luxembourg

Michel Maquil

Mauritius

Financial Services Commission

P.K. Kuriachen

Mexico

Banco De Mexico

Mario Alejandro Gaytan Gonzalez, executive committee

Mexico

National Banking and Securities Commission

Jose Loyola Trujillo

The Netherlands

De Nederlandsche Bank

Alinda Heemskerk

The Netherlands

Netherlands Authority for the Financial Markets

Sander van Leijenhorst

Nigeria

Securities and Exchange Commission

Emomotimi Agama, executive committee

Norway

Royal Norwegian Ministry of Trade, Industry and Fisheries 

Sverre Hovland

Palestine

Palestine Capital Market Authority

Abeer Odeh

Panama

Superintendency of Banks of Panama

Julio Alzamora

Poland

Polish Financial Supervisory Authority

Boguslaw Budzinski

Portugal

Banco de Portugal

Luis Morais Sarmento

Republic of Korea

Financial Services Commission

Jaehong Suh, executive committee

Republic of Korea

Bank of Korea

Hyun Jeong Kim

Russia

Central Bank of Russian Federation (Federal Financial Markets Service)

Kirill Markov, executive committee

Saudi Arabia

Saudi Arabian Monetary Agency

Khalid Alshaik, executive committee

Slovakia 

National Bank of Slovakia

Julia Cillikova 

Slovenia

Bank of Slovenia

Matjaž Noč

South Africa

Financial Services Board

Jurgen Boyd, executive committee

Spain

Banco De Espana

Sergio Gorjon

Switzerland

Federal Department of Finance

Arie Gerszt

Switzerland

Swiss National Bank

Guido Boller

Tajikistan

National Bank of Tajikistan

Sirojiddin Ikromov

Turkey

Banking Regulation and Supervision Agency

Ahmet Turkay Varli, executive committee

Turkey

Capital Markets Board of Turkey

Ipek Altintas

Turkey

Treasury

Mehmet Höbek 

UK

Bank of England

Beju Shah

UK

Financial Conduct Authority

Alejandro De La Rocha

USA

Board of Governors of the Federal Reserve System

William Treacy

USA

Department of the Treasury

Matthew Reed, executive committee

USA

Commodity Futures Trading Commission

Richard Mo, executive committee

USA

Office of the Comptroller of the Currency

David Barfield

USA

Federal Deposit Insurance Corporation

Alan Deaton

USA

Securities and Exchange Commission

Mike Willis, executive committee

USA

Consumer Financial Protection Bureau

Linda Powell

International

International Organization of Securities Commissions

Tajinder Singh, executive committee

International

Financial Stability Board

Stéphane Mahieu

International

Committee on Payments and Market Infrastructures

Morten Bech, executive committee

International

Committee on the Global Financial System

Joseph Tracy, executive committee, Vice-Chair

  

LEI ROC Observers

Country/Territory

Institution/Organization

Belgium

National Bank of Belgium

Bermuda

Bermuda Monetary Authority

Canada

British Columbia Securities Commission

Chile

Banco Central de Chile

Denmark

Finanstilsynet (Danish Financial Supervisory Authority)

Egypt

Central Bank of Egypt

Norway

Financial Supervisory Authority

Oman

Central Bank of Oman

Pakistan

State Bank of Pakistan

Paraguay

Central Bank of Paraguay

Portugal

Portuguese Securities Commission

Singapore

Monetary Authority of Singapore

Sweden

Sveriges Riksbank

Sweden

Financial Supervisory Authority

USA

Federal Reserve Bank of New York

USA

Municipal Securities Rulemaking Board

International  

International Monetary Fund

International

OECD

Former ROC Chairs:

January 2013-January 2016:

Chairman: Matthew Reed, Chief Counsel, Office of Financial Research, U.S. Treasury. 

Vice-Chairs: Jun Mizuguchi, Director, Strategy and Policy Coordination Division, Securities and Exchange Surveillance Commission, Financial Services Agency, Japan, and Bertrand Couillault, Deputy Director, Statistical and IT Engineering Division, Banque de France.

February 2016-June 2017: Daisuke Yamazaki, Director for trade Reporting, Office of International Affairs, Financial Services Agency, Japan, was a Vice-Chair of the LEI ROC.

February 2016-July 2017:  the Chair of the LEI ROC was Joseph Tracy, Executive Vice-President, Chief of Staff's Office, Federal Reserve Bank of New York, and representative on the ROC of the Committee on the Global Financial System (CGFS). He was assisted by two Vice Chairs:  Michael Ritter, Director, Head of Central Credit Register, Deutsche Bundesbankand and (from 1 July 2017) Nanda Dave, Chief General Manager, Department of Payment and Settlement Systems, Reserve Bank of India.