Members and Observers

The Regulatory Oversight Committee for the Global Legal Entity Identifier (LEI) System

The LEI ROC Plenary and Executive Committees are chaired since 30 January 2019 by Alan Deaton, Associate Director, Statistics Branch, Division of Insurance and Research, Federal Deposit Insurance Corporation, United States. He is assisted by three Vice-Chairs: Jurgen Boyd, Deputy Executive Officer: Collective Investment Schemes, Capital Markets, Credit Rating Agencies and Market Abuse departments, Financial Sector Conduct Authority, South Africa, P. Vasudevan, Chief General Manager, Department of Payment and Settlement System, Reserve Bank of India, and François Laurent, Principal Adviser Directorate General Statistics, European Central Bank.

To contact them or the ROC Secretariat, please write to leiroc@bis.org.

LEI ROC Members (the mention "executive committee" after the name of a representative signals members of the LEI ROC Executive Committee)

Country/Territory

Institution/Organization

Representative

Angola

Capital Markets Commission

José Lopes

Argentina

Central Bank of Argentina

Horacio Liendo

Australia

Australian Securities and Investments Commission 

Michael Cleland

Austria

Oesterreichische Nationalbank

Johannes Turner

Belarus

Ministry of Finance of Belarus

Vladimir Amarin

Bulgaria

Bulgarian Financial Supervision Commission

Karina Karaivanova

Brazil

Central Bank of Brazil

Gabriela Gouveia Guedes Loureiro Ruberg

Canada

Ontario Securities Commission

Greg Toczylowski

Cayman Islands

Cayman Islands Monetary Authority

Heather Smith

China

People's Bank of China

Jianxiong He, executive committee

Croatia 

Croatia Financial Services Supervisory Agency

Ante Žigman

Czech Republic

Czech National Bank

Karel Gabrhel

European Union

European Banking Authority

Gaetano Chionsini

European Union

European Commission

Peter van den Hul

European Union

European Securities and Markets Authority

Giulia Ferraris, executive committee

European Union

European Central Bank

François Laurent, executive committee, Vice-Chair

European Union 

European Insurance and Occupational Pensions Authority

Beata Kaminska

Finland 

Financial Supervisory Authority

Esa Pitkanen

France

Ministry for Economy and Finance

Alexis Jordan

France

AMF

Philippe Guillot

France

Banque de France

Dominique Durant

Germany

Financial Supervisory Authority (BaFin)

Olaf Kurpiers

Germany

Deutsche Bundesbank

Heinz-Michael Ritter, executive committee

Gibraltar

Ministry of Financial Services, Finance Centre

David Parody

Hong Kong SAR

Hong Kong Monetary Authority

Stanley Chan, executive committee

Hungary

Magyar Nemzeti Bank

Lajos Bartha

India

Reserve Bank of India

P. Vasudevan, executive committee, Vice-Chair

Ireland

Central Bank of Ireland

Dermot Finneran

Italy

Banca d'Italia

Antonio Tiberio, Executive Committee

Italy

CONSOB

Maria Antonietta Scopelliti

Japan

Bank of Japan

Takeshi Kimura

Japan

Financial Services Agency

Tomoyoshi Teramura, executive committee

Kazakhstan

National Bank of Kazakhstan

Kuat Kozhakhmetov

Luxembourg

Banque Centrale du Luxembourg

Michel Maquil

Mauritius

Financial Services Commission

Harvesh Seegolam

Mexico

Banco De Mexico

Fernando Ávila Embriz, executive committee

Mexico

National Banking and Securities Commission

Jose Loyola Trujillo

The Netherlands

Netherlands Authority for the Financial Markets

Sander van Leijenhorst

Nigeria

Securities and Exchange Commission

Emomotimi Agama, executive committee

Norway

Royal Norwegian Ministry of Trade, Industry and Fisheries 

Sverre Hovland

Norway

Finanstilsynet (Financial Supervisory Authority)

Gry Karlsen

Palestine

Palestine Capital Market Authority

Abeer Odeh

Panama

Superintendency of Banks of Panama

Julio Alzamora

Poland

Polish Financial Supervisory Authority

Mariusz Wojciechowski

Portugal

Banco de Portugal

Luis Morais Sarmento

Republic of Korea

Financial Services Commission

Jin-Soo Lee, executive committee

Republic of Korea

Bank of Korea

Jinshik Son

Russia

Central Bank of Russian Federation (Federal Financial Markets Service)

Kirill Markov, executive committee

Saudi Arabia

Saudi Arabian Monetary Agency

Mohammed Alabduljabbar, executive committee

Slovakia 

National Bank of Slovakia

Julia Cillikova 

Slovenia

Bank of Slovenia

Matjaž Noč

South Africa

Financial Services Conduct Authority

Jurgen Boyd, executive committee, Vice-Chair

Spain

Banco De Espana

Manuel Ortega

Switzerland

Federal Department of Finance

Arie Gerszt

Switzerland

Swiss National Bank

Guido Boller

Tajikistan

National Bank of Tajikistan

Sirojiddin Ikromov

Turkey

Banking Regulation and Supervision Agency

Ahmet Turkay Varli, executive committee

Turkey

Capital Markets Board of Turkey

Ipek Altintas

Turkey

Treasury

Mehmet Höbek 

UK

Bank of England

Beju Shah

UK

Financial Conduct Authority

Carmel Deenmamode

USA

Board of Governors of the Federal Reserve System

William Treacy

USA

Department of the Treasury

Matthew Reed, executive committee

USA

Commodity Futures Trading Commission

Richard Mo, executive committee

USA

Office of the Comptroller of the Currency

David Barfield

USA

Federal Deposit Insurance Corporation

Alan Deaton, Executive Committee, Chair

USA

Securities and Exchange Commission

Mike Willis, executive committee

USA

Consumer Financial Protection Bureau

Ren Essene

International

International Organization of Securities Commissions

Tim Pinkowski, executive committee

International

Financial Stability Board

Grace Sone

International

Committee on Payments and Market Infrastructures

Morten Bech, executive committee

International

Committee on the Global Financial System

Joseph Tracy, executive committee

  

LEI ROC Observers

Country/Territory

Institution/Organization

Belgium

National Bank of Belgium

Bermuda

Bermuda Monetary Authority

Canada

British Columbia Securities Commission

Chile

Banco Central de Chile

Denmark

Finanstilsynet (Danish Financial Supervisory Authority)

Egypt

Central Bank of Egypt

Oman

Central Bank of Oman

Pakistan

State Bank of Pakistan

Paraguay

Central Bank of Paraguay

Portugal

Portuguese Securities Commission

Singapore

Monetary Authority of Singapore

Sweden

Sveriges Riksbank

Sweden

Financial Supervisory Authority

USA

Federal Reserve Bank of New York

USA

Municipal Securities Rulemaking Board

International  

International Monetary Fund

International

OECD

Former ROC Chairs:

January 2013-January 2016:

Chairman: Matthew Reed, Chief Counsel, Office of Financial Research, U.S. Treasury. 

Vice-Chairs: Jun Mizuguchi, Director, Strategy and Policy Coordination Division, Securities and Exchange Surveillance Commission, Financial Services Agency, Japan, and Bertrand Couillault, Deputy Director, Statistical and IT Engineering Division, Banque de France.

February 2016-July 2017:  the Chair of the LEI ROC was Joseph Tracy, Executive Vice-President, Chief of Staff's Office, Federal Reserve Bank of New York, and representative on the ROC of the Committee on the Global Financial System (CGFS). He was assisted by two Vice Chairs:  Michael Ritter, Director, Head of Central Credit Register, Deutsche Bundesbankand and (from February 2016 to June 2017) Daisuke Yamazaki, Director for trade Reporting, Office of International Affairs, Financial Services Agency, Japan, followed (in July 2017) by  Nanda Dave, Chief General Manager, Department of Payment and Settlement Systems, Reserve Bank of India.

1 August 2017 -30 January 2019: the LEI ROC was chaired by Michael Ritter, Director, Head of Central Credit Register, Deutsche Bundesbank, assisted by two Vice-Chairs: Joseph Tracy, Executive Vice-President and Senior Advisor to the President, Federal Reserve Bank of Dallas, and representative on the ROC of the Committee on the Global Financial System (CGFS) and (from August 2017 to 5 September 2018) Nanda Dave, Chief General Manager, Department of Payment and Settlement Systems, Reserve Bank of India.