Global LEI System

Date	Publications
Oct 2024	FAQs on Unique Transaction Identifiers
Apr 2024	ROC comment to FATF Public Consultation on Recommendation 16 on Payment Transparency
Dec 2023	ROC statement regarding IP for the Unique Product Identifier (UPI) System
Sep 2023	Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 3)
Nov 2022	Extension of the Memorandum of Understanding between the ROC and the DSB
Aug 2022	Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 3) - Consultative Document
Jan 2022	Progress Report 2019-2021
Jan 2022	Revision of ROC policies related to the Level 2 parent relationship data
Nov 2021	Derivatives Data Elements Industry Representation Group - Call for expression of interest
Sep 2021	Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 2)
Jul 2021	Memorandum of Understanding between the ROC and the DSB
Jul 2021	ROC-DSB Notifications Protocol
Jun 2021	Response to public consultation (ISDA)
Jun 2021	Response to public consultation on Revised CDE Technical Guidance (Corrections) - DTCC
Jun 2021	Response to public consultation on Revised CDE Technical Guidance (Corrections) - Citadel
Jun 2021	Public consultations
Jun 2021	First Joint ROC-DSB Industry Forum - slides
May 2021	First Joint ROC-DSB Industry Forum - slides
May 2021	First Joint ROC-DSB Industry Forum - slides
May 2021	Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 2) - Consultative Document
Apr 2021	First Joint ROC-DSB Industry Forum - final agenda
Apr 2021	Second Joint ROC-DSB Industry Forum - draft agenda
Dec 2020	LEI Eligibility for General Government Entities: Guidance Document
Oct 2020	Revised Charter of the ROC - 1 October 2020
Jun 2020	ROC Statement on GLEIF Mapping Service
Oct 2019	LEI Eligibility for General Government Entities: Consultative Document
Oct 2019	FSB UPI Governance Arrangements
Oct 2019	CPMI and IOSCO Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI).pdf
May 2019	LEI ROC Policy on Fund Relationships in the GLEIS and Guidelines on the registration of funds
Feb 2019	Revised Charter of the LEI ROC - 30 January 2019
Nov 2018	LEI ROC Policy on Fund Relationships in the GLEIS - Second Consultation
Oct 2018	LEI ROC Policy on Legal Entity Events
May 2018	LEI ROC Progress Report 2018
Apr 2018	CPMI and IOSCO Technical Guidance for critical OTC derivatives data elements (other than UTI and UPI)
Apr 2018	CPMI and IOSCO Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Technical guidance
Dec 2017	FSB Governance arrangements for the unique transaction identifier (UTI): Conclusions and implementation plan
Sep 2017	The ROC launches a public consultation on funds relationships in the Global LEI System.
Sep 2017	CPMI and IOSCO UPI Technical Guidance
Sep 2017	CPMI and IOSCO Harmonisation of the Unique Product Identifier - Technical Guidance
Jul 2017	The ROC launches a public consultation on corporate actions and data history in the Global LEI System.
May 2017	The ROC welcomes the launch of the data collection on parent entities in the Global LEI System
Feb 2017	LEI numbers for 6 main countries or regions
Feb 2017	CPMI and IOSCO Harmonisation of the Unique Transaction Identifier - Technical Guidance
Feb 2017	CPMI and IOSCO Harmonisation of the Unique Transaction Identifier - Technical Guidance
Jan 2017	Update on LEI ROC Activities
Jul 2016	Including data on international branches in the GLEIS
Mar 2016	LEI ROC Report on collecting data on direct and ultimate parents of legal entities in the Global LEI System
Feb 2016	Regulatory Oversight Committee Endorsement Note of 10 February 2016 - IRN
Feb 2016	Endorsed Pre-LOUs of the Interim Global Legal Entity Identifier System (GLEIS)
Feb 2016	New Chairmanship for LEI ROC
Jan 2016	Regulatory Oversight Committee Endorsement Note of 20 January 2016- KDD
Jan 2016	LEI ROC list of Pre-LOU Prefixes and Operational Pre-LOUs
Dec 2015	Regulatory Oversight Committee Endorsement Note of 18 December 2015- Strate
Nov 2015	LEI ROC Progress Report to FSB and G20 - November 2015
Nov 2015	LEI ROC Progress report November 2015 - cover letter to FSB
Oct 2015	Consultation document on including data on branches in the Global LEI System
Oct 2015	GLEIF ready to be the central operating unit of Global LEI System
Oct 2015	MOU between LEI ROC and GLEIF
Sep 2015	Statement on LEI eligibility for individuals acting in a business capacity
Sep 2015	Consultation document on the collection of parent entity information in the Global LEI System
Sep 2015	Regulatory Oversight Committee Endorsement Note of 3 September 2015- APIR
Sep 2015	Business registries that have provided written confirmation to the Regulatory Oversight Committee (ROC) that there are no impediments to the use of business registry number and information as set out in the open letter of November 3 2013
Jul 2015	Regulatory Oversight Committee Endorsement Note of 20 July 2015 - Saudi Arabian Credit Bureau
Apr 2015	Regulatory Oversight Committee Endorsement Note of 22 April 2015 - Clearing Corporation of India Limited (CCIL) and Zagreb Stock Exchange (ZSE)
Mar 2015	Regulatory Oversight Committee Endorsement Note of 5 March 2015 - Central Depository & Settlement Co Ltd (CDS), Mauritius
Jan 2015	Open Document for Interim GLEIS
Jan 2015	2014 Year End Progress Note of the ROC
Jan 2015	Regulatory Oversight Committee Endorsement Note of 28 January 2015 - Central Bank of Argentina
Nov 2014	Draft list of business registries and other registration authorities naming conventions
Oct 2014	Regulatory Oversight Committee Endorsement Note of 20 October 2014 - China CFSTC
Oct 2014	Regulatory Oversight Committee Endorsement Note of 9 October 2014 - Korea KSD
Aug 2014	Regulatory Oversight Committee Endorsement Note of 26 August 2014
Aug 2014	Statutes of the Global LEI Foundation
Aug 2014	Additional Guidance from the LEI ROC on Portability
Aug 2014	Updated Principles to be observed by Pre-LOUs that wish to integrate into the Interim Global Legal Entity Identifier System (GLEIS) (additional footnote 1)
Aug 2014	Regulatory Oversight Committee Endorsement Note of 10 August 2014
Jul 2014	Regulatory Oversight Committee Endorsement Note of 22 July 2014
Jun 2014	Regulatory Oversight Committee Welcomes First Meeting of the Global LEI Foundation
Jun 2014	Inaugural Meeting of Global Legal Entity Identifier Foundation: Press release from the GLEIF
Jun 2014	A Common Data File Format for Pre-LOUs, Part 2 : Framing Note
Jun 2014	LEI data file format 1.0
Jun 2014	Reference information on "umbrella funds" for the LEI
Jun 2014	Regulatory Oversight Committee Endorsement Note of 6 June 2014
May 2014	Regulatory Oversight Committee Endorsement Note of 21 May 2014
Mar 2014	Regulatory Oversight Committee Endorsement Note of 5 March 2014
Feb 2014	A Common Data Format for Pre-LOUs to Use for Sharing or Publication of Data, part 1
Feb 2014	Regulatory Oversight Committee Endorsement Note of 7 February 2014
Feb 2014	Regulatory Oversight Committee Endorsement Note of 6 February 2014
Jan 2014	Regulatory Oversight Committee Endorsement Note of 7 January 2014
Dec 2013	Regulatory Oversight Committee Endorsement Note of 27 December 2013
Dec 2013	Regulatory Oversight Committee Endorsement Note of 7 December 2013
Nov 2013	Regulatory Oversight Committee Endorsement Note of 11 November 2013
Nov 2013	LEI ROC Letter to Business Registries
Oct 2013	Regulatory Oversight Committee Endorsement Note of 3 October 2013
Aug 2013	Extended deadline to 12 September - Call for Applications to the Board of Directors of the Global Legal Entity Foundation (GLEIF)
Jul 2013	Principles to be observed by Pre-LOUs that wish to integrate into the Interim Global Legal Entity Identifier System (GLEIS)
Jun 2013	LEI ROC makes progress in the establishment of the GLEIS and produces key decisions for interim global system
May 2013	Nominations sought for a pre-LOU group to advise the Committee on Evaluation and Standards
Apr 2013	Draft guidance for potential candidates for the Board of Directors of the GLEIF
Apr 2013	LEI ROC Members' Statement Regarding the Launch of the GLEIS
Apr 2013	GLEIS Structure
Mar 2013	1st Progress Note of the LEI ROC
Jan 2013	Inagural meeting of the GLEIS
Nov 2012	LEI ROC Charter
Jun 2012	FSB Report Global Legal Entity Identifier for Financial Markets

Oct 2024

Apr 2024

ROC comment to FATF Public Consultation on Recommendation 16 on Payment Transparency

Dec 2023

ROC statement regarding IP for the Unique Product Identifier (UPI) System

Sep 2023

Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 3)

Nov 2022

Extension of the Memorandum of Understanding between the ROC and the DSB

Aug 2022

Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) - Revised CDE Technical Guidance (Version 3) - Consultative Document

Jan 2022